Posts Tagged: Vernon Healy News

Limits needed on mandatory arbitration agreements: Give investors the power to choose again

Arbitration clauses in contracts between broker-dealers and investors have been the norm for more than 20 years. In 1987, a split and divided decision by the United States Supreme Court in Shearson/American Express v. McMahon determined that mandatory arbitration agreements between investors and financial institutions are enforceable. Since then, passionate debates have developed over the… Read more »

Recent Media Coverage of Vernon Healy

Recent coverage of Vernon Healy’s cases Coverage in Mutual Fund Wire “Schwab’s YieldPlus Fund lands back in court” Coverage in Naples Daily News “Naples attorney busy filing claims against financial firms”

Vernon Healy files multimillion dollar investor claim against Citi Smith Barney relating to municipal bonds and preferred stocks

Naples, Fla. — The Vernon Healy law firm filed a claim against Citi Smith Barney today on behalf of a Naples couple who suffered millions in losses following their stockbroker’s  trades in the couple’s account without their permission and inappropriate investing activity in municipal bonds and preferred stocks.  Read More…